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REGULATION OF VALLEY FILLS

Backgrounder

Why is a rule defining "fill material" necessary?

The rule is in response to a 1982 court order requiring the U.S. Army Corps of Engineers (COE) and the Environmental Protection Agency (EPA) to issue a joint rule reconciling the differences in the two agencies' regulations. It provides needed clarification that materials such as mining overburden, rock from road building and construction, etc.-are appropriately considered "fill material" and are legally authorized for permanent placement by Section 404 of the Clean Water Act.

The rule makes no changes in the underlying Section 404 regulatory framework of the Clean Water Act.

Prior to 1977, the COE and EPA had consistent regulatory definitions for "fill material." In 1977, the COE amended its definition by adding a new test (the "primary purpose test") to its definition, but EPA made no such revisions. This definitional difference created ambiguities in the regulatory program-resulting in inefficient permitting decisions and extensive litigation-making the clarifying rule necessary.

What are valley fills?

Valley fills are carefully engineered earth and rock structures designed and constructed to safely and permanently hold excess rock and other native material generated from excavation activities such as mining, road building and large construction projects in rugged, steep terrain.


Diagram of Valley Fill

Valley fills are regulated by the COE and the EPA based on provisions of the Federal Surface Mining Control and Reclamation Act (SMCRA) and Section 404 of the Clean Water Act. The COE and EPA must issue a permit prior to the commencement of any valley fill activity.

Why are valley fills necessary?

The availability of valley fills for the permanent placement of large volumes of naturally occurring excess material makes coal mining-as well as road building and construction-possible in terrain with steep slopes and narrow valleys such as is found throughout Central Appalachia.

Valley fills are the safest way to permanently place and secure this material , and a recent analysis by the West Virginia governor's office concludes that, because of the amount of material involved and the nature of the overall landscape, there are no realistic alternatives for permanent disposition.

Specifically for coal mining in central Appalachia, low sulfur coal seams lie in numerous horizontal layers relatively near the surface in the upper portion of mountainous areas. To reach the coal, layers of sedimentary rock (mostly sandstone and shale) are removed. Because of the normal expansion that occurs when large volumes of excess rock, earth and other natural material are excavated, there is insufficient room to return it to the excavated area.

What are the benefits of mining in areas where valley fills are necessary?

In West Virginia alone, the low sulfur coal that was mineable last year because of the valley fill option provided electricity for millions of American homes and businesses-mainly in the eastern U.S. In West Virginia, 99 percent of the electricity is provided by coal.

When reclaimed, valley fills create valuable level land areas above the Appalachian flood plain that have long been used for construction of schools, government facilities, housing and recreational areas, for example.

FBI complex in Clarksburg, West Virginia
The FBI complex in Clarksburg (above) provides more than 3,000 West Virginia jobs. Completed in 1995, the complex is located on 986 acres of reclaimed land.
  Mount View High School
Mount View High School was built on an area that once was a mountaintop mining site. With McDowell County more than 90 percent hillside, land available for economic development is in short supply.
 
In June 2000, Marshall University conducted a nine-county study of the economic impact of restrictions on the use of valley fills in association with surface mining in the region. The study concluded that within five years, coal production would be cut by over 41 percent and more than 15,000 jobs would be lost in coal mining and related industries.

How are valley fills regulated?

Valley fills must meet a series of federal and state regulatory requirements designed to protect water resources. These protections are unchanged by the rule, which simply clarifies what constitutes suitable "fill material."

Section 404 of the Clean Water Act specifically authorizes issuing permits for the placement of material at "specified disposal sites" and outlines explicit and coordinated responsibilities for EPA and the COE.

In addition, states require mitigation of any stream or wetland loss due to mining, and that certification must accompany any 404 permit. Finally, EPA may raise objections to the issuance of Section 404 permits and may also veto a COE permit on the grounds that the activity will have an unacceptable adverse effect on downstream aquatic resources.

In order to receive a permit, a fill design must consider site-specific soil characteristics, geology, physical and chemical properties of the material going into the fill, locations of springs or seeps, etc. The structure must be free draining, and the fill design must provide a permanent factor of safety that ensures stability.

Generally, these fills are located at high elevation ephemeral stream segments that flow only when it rains. Any intermittent stream (flows during parts of the year) impact must be mitigated in accordance with Section 404, as enforced by the COE. EPA also has oversight authority over these mitigation plans (Section 402 of the Clean Water Act), and the state regulatory authority must certify the mitigation plan is consistent with state water quality standards, including sampling of aquatic life.

As a result, valley fills have been successfully constructed and operated over the last 25 years.

How do valley fills impact the environment?

Any potential downstream impact of valley fills is carefully regulated by the federal government and state water quality requirements.

Despite the overall dependence upon valley fills throughout Appalachia, the government estimates fills actually impact less than 55 acres of stream segments-all of which must be mitigated under the law.

What is the bottom line?

Valley fills are carefully constructed and have a long history of successful environmental compliance with strict state and federal laws and regulations. They are the only viable option for the disposition of large volumes of material from road building, construction and mining. They create accessible flat land above the flood plain-a rarity in Appalachia-and provide needed jobs, transportation and a reliable energy source to the entire region.

The regulatory confusion resulting from differing definitions needed to be clarified. The rule makes the necessary clarification, while preserving the underlying regulatory framework designed to protect water resources.